Assembled from publicly available information. AIG would not release salary and compensation information. PREVIOUS ABC15 INVESTIGATORS REPORTS:AIG execs at posh Phoenix resort after $85 billion bailout (11/7/08)Congressman calling for hearings on AIG Phoenix conference (11/12/08)
Larry Roth-Appointed President & CEO of AIG Advisor Group in 2007 (broker-dealers that constitute AIG Advisor Group: AIG Financial Advisors Inc., Royal Alliance, FSC Securities Corp. and Advantage Capital Corp.) -Joined AIG in January 2006 as President & CEO of Royal Alliance Associates -Previous positions included managing director of Berkshire Capital Corp., CEO of the ING U.S. retail group and CEO of VESTAX Securities Corp. -Certified public accountant and attorney -B.A. from Michigan State University -J.D. from the University of Detroit School of Law -Graduated from the Owner/President Management Program at the Graduate School of Business Administration at Harvard University -Member of the Financial Services Institute and the Harvard Business School Club
Art Tambaro-Named President & CEO of Royal Alliance Associates in 2007 -Served as Chief Operating Officer of Royal Alliance for 16 years -Previously managed a regional clearing broker-dealer and owned a financial and operational consulting company -B.S. in Accounting and Finance from Brooklyn College -Holds FINRA Series 7, 24 and 27 licenses
Mark Schlafly-President & CEO of FSC Securities and Advantage Capital Corp. -Previous positions included Senior Vice President of Brokerage Products and Services for LPL Financial and Vice President and Manager of Managed Products at A.G. Edwards -B.S. in Finance from St. Louis University -Graduate of the Securities Institute from the Wharton Business School at the University of Pennsylvania -Has life insurance and Series 7 licenses and also is a Certified Financial Planner -On the Board of the Invest in Others Foundation, the MMI Board of Governors Executive Committee and the Board of the Big Brothers Big Sisters of Massachusetts Bay Executive Committee
Gary Bender
-Senior Vice President and Director of Branch Office Development for Royal Alliance Associates
-23 years with Royal Alliance
-Attended Kent State University
-Holds NASD Series 7, 63 and 24 licenses
Bruce Levitus-Senior Vice President and Director of Investment Advisory Services for Royal Alliance Associates -Has been with AIG Advisor Group and Royal Alliance since 2002 -Previous employment includes two New York wirehouse firms and a position as a wholesaler on the fee-only side of the business for Alliance Bernstein -B.S. in Retail Management from the University of Massachusetts in Amherst -Obtained the Chartered Mutual Fund Counselor designation
Randy Epright-Executive Vice President & Chief Operating Officer of AIG Advisor Group -Recently served as Senior Vice President, Chief Operations Officer and Chief Information Officer of AIG Retirement Services, Inc. -Previously Executive Vice President and Chief Information Officer of SunAmerica -Joined AIG in 1995 in the company’s foreign general insurance division -B.S. in Business Management from Providence College -M.B.A. in Management Information Systems from the University of Denver
Stuart Rogers-Senior Vice President of Corporate and Strategic Development for AIG Advisor Group -Joined AIG in 2000 as President of AIG Asset Management International -Previously held positions at John Nuveen and Chase Manhattan Bank
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